Douglas Cumming

Cumming, D., R. Dannhauser, S. Johan, 2021. "Reputational Effects of Noncompliance with Financial Market Regulations." In D. Daniel Sokol and B. van Rooij, eds., The Cambridge Handbook of Compliance, Cambridge University Press, Chapter 19, pp. 245-276.

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Cumming, D.J., and T.Y. Leung, 2021. "Board diversity and corporate innovation: regional demographics and industry context" Corporate Governance: An International Review, forthcoming.

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Cumming, D.J., V. Verdoliva, and F. Zhan, 2021. "New and Future Research in Corporate Finance and Governance in China and Emerging Markets" Emerging Markets Review, forthcoming.

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2021 Association of Italian Scholars in Banking and Finance, Keynote Speech

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Cumming, D.J., S.A. Johan, and G. Wood, 2020. Oxford Handbook of Hedge Funds, Oxford University Press, forthcoming

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Alexander, C., and D.J. Cumming, 2020. Corruption and Fraud in Financial Markets: Malpractice, Misconduct, and Manipulation. Wiley Press.

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Corbett, S., and D. Cumming, 2020. "The Wild West of ICOs" in The Handbook of Alternative Investments, Jonathan Batten Shaen Corbett, Brian Lucey, eds., De Gruyter, forthcoming.

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Cumming, D., S. Johan, 2020. "Embracing Responsible Innovation and Empowering Consumers in the Digital Age" Asian Business Development Bank Institute Book Series

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Cumming, D., S. Johan, 2020. "Securities Regulation" in H.K. Baker, ed. Equity Markets, Valuation, and Analysis, John Wiley & Sons, Inc., Chapter 4.

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Cumming, D., R. Dannhauser, and S. Johan, 2020. "Reputational Effects of Non-Compliance with Financial Market Regulations" in D. Sokol, ed., Cambridge Handbook on Compliance (Cambridge University Press)

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Bellavitis, C., D.J. Cumming, and T. Vanacker, 2020. "Ban, Boom, and Echo! Entrepreneurship and Initial Coin Offerings" Entrepreneurship Theory and Practice, forthcoming. [ABS 4 FT]

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Cumming, D.J., S. Ji, R. Peter, M. Tarsalewska, 2020. "Market Manipulation and Innovation" Journal of Banking and Finance, forthcoming. [ABS3]

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Cumming, D.J., Y. Ge, and H. Lai, 2020. "Trust and quality uncertainty in global value chains" Journal of Multinational Financial Management, forthcoming.

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Budhwar, P., and D.J. Cumming, 2020. "New Directions in Management Research and Communication: Lessons from the Covid-19 Pandemic," British Journal of Management, forthcoming. [ABS4]

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Cumming, D.J., F. Herve---, E. Manthe--- and A. Schwienbacher, 2020. "Testing-the-Waters Policy with Hypothetical Investment: Evidence from Equity Crowdfunding" Entrepreneurship Theory and Practice, forthcoming. [ABS 4 FT]

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Cao, X., D.J. Cumming, and S. Zhou, 2020. "State Ownership and Corporate Innovation Efficiency" Emerging Markets Review, forthcoming. [ABS 2]

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Cumming, D.J., R. Peter, M. Tarsalewska, 2020. "Public to Private Buyouts and Innovation" British Journal of Management, forthcoming. [ABS 4]

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Cumming, D.J., S.A. Johan, C. Oberst, and I. Uzuegbunam, 2020. "The Unintended Consequences of Biotechnology Innovation Adoption" Industry and Innovation, forthcoming [ABS 2]

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Blaseg, D., D.J. Cumming, and M. Koetter, 2020. "Equity Crowdfunding: High- or Low-Quality Entrepreneurs?" Entrepreneurship Theory and Practice, forthcoming. [ABS 4 FT]

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Cumming, D.J, G. Wood, and S.A. Zahra, 2020. "The Rise of Right Wing Populism and its Effect on HRM" Human Resource Management Journal, forthcoming. [ABS 4]

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Akyildirim, E., S. Corbet, D.J, Cumming, B. Lucey, A. Sensoy, 2020. "Riding the Wave of Crypto-Exuberance: The Potential Misusage of Corporate Blockchain Announcements" Technological Forecasting & Social Change, forthcoming. [ABS 3]

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Corbet, S., Cumming, D.J., Lucey, B., Peat, M., Vigne, S., 2020. "The Destabilising Effects of Cryptocurrency Cybercriminality" Economics Letters, forthcoming. [ABS 3]

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Cumming, D.J., S. Ji, S.A. Johan, M. Tarsalewska, 2020. "End-of-Day Price Manipulation and M&As" British Journal of Management, 31, 184-205. [ABS 4]

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Cumming, D.J., F. Lopez de Silanes, J. McCahery and A. Schwienbacher, 2020. "Tranching in the Syndicated Loan Market around the World" Journal of International Business Studies, 51, 95-120. [ABS 4*, FT]

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Cumming, D.J. G. Wood, I. Filatotchev , J. Reinecke, 2020. New Investor Categories, Agility and HRM: The Case of Sovereign Wealth Funds, Human Resource Management Review, 30(1), Article 100694 [ABS 3]

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Cumming, D.J., G. Leboeuf, and A. Schwienbacher, 2020. "Crowdfunding Models: Keep-it-All vs. All or Nothing", Financial Management, forthcoming [ABS 3]

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Cumming, D.J., N. Dai, and S. Johan, 2020. "Dodd Franking the Hedge Funds" Journal of Banking and Finance, forthcoming [ABS 3]

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Cumming, D.J., T.R. Vanacker, and S.A. Zahra, 2020. "Equity Crowdfunding and Governance: Toward an Integrative Model and Research Agenda" Academy of Management Perspectives, Forthcoming [ABS 3]

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2020 Academy of Management Conference, Vancouver

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Corporate Finance Symposium, University of Adelaide 2019

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Developments in Alternative Finance Conference, Birmingham 2019

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British Association of Management Corporate Governance Symposium 2019

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Cumming, D.J., and S.A. Johan, 2019. Crowdfunding: Fundamental Cases, Facts, and Insights, Elsevier Science Academic Press (506 pages) [Also, we developed a new course on topic based on the book!]

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Cumming, D.J., 2019. "Publishing in Finance versus Entrepreneurship/Management Journals" in T. Clark, M. Wright, and D. Ketchen, eds., How to Get Published in Top Management Journals, Wiley, 2nd ed., Chapter 30, pp. 268-281.

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Cumming, D., G. Fleming, and F. Liu, 2019. "Private Debt Markets," in H. Kent Baker, Greg Filbeck, Andrew C. Spieler eds., Debt Markets and Investments, Ch. 11, Oxford University Press.

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Cumming, D.J., S. Johan, and Uzuegbunam, 2019. "Inequality, Entrepreneurial Activity, and Poverty Alleviation" Entrepreneurship and Regional Development, forthcoming. [ABS 3]

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Allen, M., M. Allen, D.J. Cumming, S. Johan, 2019. "Comparative Capitalisms and Energy Transitions: Renewable Energy in the European Union." British Journal of Management, forthcoming [ABS 4]

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Cumming, D.J., and M. Zhang, 2019. "Angel Investors around the World" Journal of International Business Studies, 50, 692-719. [ABS 4* FT]

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Cumming, D.J., S.A. Johan, and Y. Zhang, 2019. "The Role of Due Diligence in Crowdfunding Platforms" Journal of Banking and Finance, Volume 108, November 2019, article 105661. [ABS 3]

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Cumming, D.J., S.A. Johan, and Y. Zhang, 2019. "What is Mutual Fund Flow?" Journal of International Financial Markets, Institutions, and Money, 62(C), 222-251. [ABS 3]

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Cumming, D.J., M. Meoli, S. Vismara, 2019. "Investors' choices between cash and voting rights: Evidence from dual-class equity crowdfunding," Research Policy, 48(8), Article 103740 [ABS 4* FT]

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Wood, G., Finnegan, J.J., Allen, M.L., Allen, M.M.C., Cumming, D.J., Johan, S.A., Nicklich, M., Endo, T., Lim S., and Tanaka, S., 2019. "The comparative institutional analysis of energy transitions" Socio Economic Review, forthcoming.

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Cumming, D.J., S.A. Johan, and A. Pant, 2019. "Regulation of the Crypto-Economy: Managing Risks, Challenges, and Regulatory Uncertainty" Journal of Risk and Financial Management, 12(3), 126; https://doi.org/10.3390/jrfm12030126.

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Cumming, D.J., Johan, S., Zhang, F., and Zhang, M. 2019. "Law, Culture, and Finance," International Journal of Managerial Finance, 15(3), 274-284. [ABS 2]

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Bonini, S., V. Capizzi, and D.J. Cumming, 2019. Emerging Trends in Entrepreneurial Finance," Venture Capital: An International Journal of Entrepreneurial Finance, 21(2-3): 133-136. [ABS 2]

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Cumming, D.J., M. Meoli, and S. Vismara, 2019. "Does equity crowdfunding democratize entrepreneurial finance?" Small Business Economics, forthcoming [ABS 3]

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Cumming, D.J., R. Peter, A. Sannajust, and M. Tarsalewska, 2019. "Pre-Going Private Ownership around the World" British Journal of Management, 30(3), 692-711. [ABS 4]

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Cumming, D.J., and S. Johan, 2019. "Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement Revisited" Finance Research Letters, 31, 425-435. [ABS 2]

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Cumming, D.J., Werth, J.C. and Y. Zhang, 2019. "Governance in entrepreneurial ecosystems: venture capitalists vs. technology parks" Small Business Economics, 52(2), 455-484 [ABS 3]

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Cao, J., D.J., Cumming, J. Goh, and X. Wang, 2019. "The Impact of Investor Protection Law on Takeovers: LBO vs. non-LBO Transactions" Journal of International Financial Markets, Institutions, & Money, 59, 1-18. (lead article) [ABS 3]

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Bilinski, Pawel and Cumming, Douglas J. and Hass, Lars Helge and Stathopoulos, Konstantinos and Walker, Martin, 2019. "Strategic Distortions in Analyst Target Prices in the Presence of Short-Term Institutional Investors" Accounting and Business Research, 49 (3), 305-341. [ABS 3]

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Cumming, D.J., M. Deloof, S. Manigart, and M. Wright, 2019. "New Directions in Entrepreneurial Finance" Journal of Banking and Finance, 100, 252-260 [ABS 3]

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Cumming, D.J., A. Guariglia, W. Hou, and Z. Wu, 2019. "Chinese Capital Markets: Challenges to the China Model" European Journal of Finance, 25(6), 460-464. [ABS 3]

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Cumming, D., G. Fleming, and F. Liu, 2019. "The Returns to Private Debt: Primary Issuances versus Secondary Acquisitions" Financial Analysts Journal, 75(1), 48-62 [ABS 3]

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Infiniti Conference on International Finance, Poland 2018

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Vietnam Symposium in Banking and Finance 2018

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Social Science Research Network (SSRN) (www.ssrn.com) Worldwide Author Rank (November 2018)

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Cumming, D.J., and S.A. Johan, 2018. Oxford Handbook of IPOs, Oxford University Press

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Cumming, D., S. Johan, and Y. Zhang, 2018. "Collaboration in Entrepreneurial Finance" in Jeff Reuer, Sharon Matusik and Jessica Jones (eds.) Oxford Handbook on Entrepreneurship and Collaboration, Oxford University Press.

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Cumming, D., S. Johan, 2018. "Law, Culture and Innovation" in Bihong Huang and Xuan Tian, eds. Finance and Innovation: Inclusive and Sustainable Growth, Asian Development Bank Institute, 2018.

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Cumming, D., and G. Wood, 2018. "Hedge Funds and Private Equity: Features, Diversity, and Regulation," in Kevin Amos, Nick Bacon, Don Siegel, and Mike Wright, ed., Oxford Handbook of MBOs, forthcoming

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Cumming, D., and S. Zambelli, 2018. "Interpreting the M&A Black Box by Thinking Outside the Box" in Kevin Amos, Nick Bacon, Don Siegel, and Mike Wright, ed., Oxford Handbook of MBOs, forthcoming

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Cumming, D.J., 2018. "Hans Landstro---m, Advanced Introduction to Entrepreneurial Finance, Cheltenham: Edward Elgar Publishing, 207 pp., ISBN: 978 1 78471 854 1, ---67.50 (hbk)". International Small Business Journal, forthcoming.

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Cumming, D.J., L. Hornuf, M. Karami, and D. Schweizer, 2018. "Disentangling Crowdfunding from Fraudfunding"

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Cumming, D.J., and S.A. Johan, 2018. "Government Venture Capital Research: Fake Science and Bad Public Policy," Venture Capital: An International Journal of Entrepreneurial Finance, 29(1): 121-131. [ABS 2]

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Cumming, D.J., and A. Schwienbacher, 2018. "Fintech Venture Capital" Corporate Governance: An International Review, 26(5), 374-389. [ABS 3]

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Cumming, D.J., G. Fleming, and F. Liu, 2018. "Shadow Banking in Asia: Foreign versus Domestic Lending to Real Estate Projects" Emerging Markets Review, 35, 137-147. [ABS 2]

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Cumming, D.J., S. Johan, Y. Zhang, 2018. "Public Policy Towards Entrepreneurial Finance: Spillovers and the Scale-up Gap" Oxford Review of Economic Policy, 34, 652-675. [ABS 2]

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Cumming, D.J., S.A. Johan, and R. Peter, 2018. "Developments in Financial Institutions, Governance, Agency Costs, and Misconduct" Journal of International Financial Markets, Institutions, & Money 54, 1-14. [ABS 3]

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Cumming, D.J., and F. Zhan, 2018. "International Entrepreneurship Education" Journal of Teaching in International Business, 29(3), 181-184.

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Cumming, D.J, A. Groh, and S. Johan, 2018. "Same Rules, Different Enforcement: Market Abuse in Europe" Journal of International Financial Markets, Institutions, & Money, 54, 130-151. [ABS 3]

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Block, J.H., M. Colombo, D.J. Cumming, and S. Vismara, 2018. New players in entrepreneurial finance and why they are there, Small Business Economics, 50(2), 239-250. [ABS 3]

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Cumming, D.J., W. Hou, and E. Wu., 2018. "Exchange Trading Rules, Governance, and the Trading Location of Cross-Listed Stocks" European Journal of Finance, 24, 1453-1484. [ABS 3]

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Cumming, D.J., S. Johan, and J.G. MacIntosh, 2017. "A Drop in an Empty Pond: Canadian Public Policy towards Venture Capital," Journal of Industrial and Business Economics, 44, 103-117. [ABS 1]

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Cumming, D.J., I. Filatoctchev, A. Knill, D. Reeb, and L. Senbet, 2017. "Law, Finance, and the International Mobility of Corporate Governance" Journal of International Business Studies, 48(2), 123-147. [ABS 4* FT]

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Cumming, D.J., and S. Zambelli, 2017. "Due Diligence and Investee Performance", European Financial Management, 23, 211-253. [ABS 3]

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Cumming, D.J., and S. Vismara, 2017. "De-segmenting Research in Entrepreneurial Finance" Venture Capital: An International Journal of Entrepreneurial Finance, 19, 17-27. [ABS 2]

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Cumming, D.J., L. Grilli, and S. Murtinu, 2017. "Government and Independent Venture Capital Investments in Europe: A Firm-Level Performance Analysis" Journal of Corporate Finance, 42, 439-459. [ABS 4]

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Humbolt University of Berlin Fintech Conference 2017

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University of Ghent Entrepreneurial Finance Conference 2017

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SHUFE Shanghai Conference on Green Finance 2017

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Cumming, D.J., G. Wood, I. Filatoctchev, and J. Reinecke, 2017. Oxford Handbook of Sovereign Wealth Funds, Oxford University Press

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Boubaker, S., D.J. Cumming, D.K. Nguyen, 2017. Research Handbook of Investing in the Triple Bottom Line: Finance, Society and the Environment, Edgar Elgar

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Boubaker, S., D.J. Cumming, D.K. Nguyen, 2017. Handbook of Corporate Finance and Sustainability, Edgar Elgar

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Cumming, D.J., N. Dai, and S. Johan, 2017. "Hedge Fund Organization" in H. Kent Baker and G. Filbeck, eds., Hedge Funds: Structure, Strategy, and Performance, Oxford University Press, Chapter 5.

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Cumming, D.J., L. H. Hass, and D. Schweizer, 2017, "The Role of Alternative Investments in Strategic Asset Allocation - Alpha versus Beta," in H. Kent Baker and Greg Filbeck, eds., Alternative Investments (part of the Robert W. Kolb series in Finance), Wiley Press.

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Cumming, D.J., B. Haslem, and A. Knill, 2017. "Entrepreneurial Litigation and Venture Capital Finance" Journal of Financial and Quantitative Analysis, 52(5), 2217-2250 [ABS 4* FT]

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Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2017. "Chinese Capital Markets: Institutional Reforms and Growing Global Links" European Journal of Finance, 23(7-9) 573-580. [ABS 3]

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Cumming, D., L. Johanning, U. Ordu, and D. Schweizer, 2017. "Ambiguity in Option Markets - Evidence from SEOs" Journal of Financial Management, Markets and Institutions, 5(1), 67-92. [ABS 1]

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Aitken, M., D.J. Cumming, and F. Zhan, 2017. "Trade Size, High Frequency Trading, and Co-location around the World" European Journal of Finance, 23(7-9), 781-801. [ABS 3]

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Cumming, D.J., W. Hou, and E. Wu, 2017. "The Value of Home Country Governance for Cross-Listed Stocks" European Journal of Finance, 23(7-9), 674-706 [ABS 3]

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Cumming, D.J., G. Leboeuf, and A. Schwienbacher, 2017. "Crowdfunding Cleantech" Energy Economics, 65, 292-303. [ABS 3].

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Cumming, D.J., and S. Johan, 2017. "The Problems with and Promise of Entrepreneurial Finance" Strategic Entrepreneurship Journal 11, 357-370.[ABS 4 FT]

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Cumming, D.J., S. Johan, and D. Schwiezer, 2017. "Information Systems, Agency Problems, and Fraud," Information Systems Frontiers 19, 421-424. [ABS 3]

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Block, J., D.J. Cumming, and S. Vismara, 2017. "International Perspectives on Venture Capital and Bank Finance for Entrepreneurial Firms" Journal of Industrial and Business Economics, 44, 3-22. [ABS 1]

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A Blog of this paper appears at the Oxford Business Law Blog at https://www.law.ox.ac.uk/business-law-blog/blog/2016/12/drop-empty-pond-canadian-public-policy-towards-venture-capital

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Cumming, D.G., and Y. Zhang, 2016. "Alternative Investments in Emerging Markets: A Review and New Trends" Emerging Markets Review, 29(1), 1-23. [ABS 2]

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Cumming, D.J., and S.A. Zahra, 2016. "International Business and Entrepreneurship Implications of Brexit," British Journal of Management, 27, 687-692. [ABS 4]

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Cumming, D.J, U. Walz, and J. Werth, 2016. "Entrepreneurial Spawning: Experience, Education, and Exit", The Financial Review 51(4), 507-525. [ABS 3]

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Blog of this paper on Blue Sky at Columbia Law School, http://clsbluesky.law.columbia.edu/2016/04/12/entrepreneurial-spawning-experience-education-and-exit/

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Cumming, D.J., I. Henriques, and P. Sedorsky, 2016. "'Cleantech' Venture Capital around the World" International Review of Financial Analysis, 44, 86-97. [ABS 3]

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Colombo, M.G., D..J. Cumming, C. Rossi Lamastra, A. Mohammadi, and A. Wadhwa, 2016. "Open Business Models and Venture Capital Finance" Industrial and Corporate Change, 25, 353-370. [ABS 3]

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Cumming, D.J., A. Knill, and K. Syvrud, 2016. "Do International Investors Enhance Private Firm Value? Evidence from Venture Capital" Journal of International Business Studies, 47, 347-373. [ABS 4* FT]

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Cole, R., D.J. Cumming, and D. Li., 2016. "Do Banks or VCs Spur Small Firm Growth?" Journal of International Financial Markets, Institutions, & Money 41, 60-72. [ABS 3]

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Write up of this paper appeared in the Wall Street Journal November 2016

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Cumming, D.J., W. Hou and E. Lee, 2016. "Sustainable and Ethical Entrepreneurship, Corporate Finance and Governance, and Institutional Reform in China" Journal of Business Ethics, 134(4), 505-508. [ABS 3 FT]

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Cumming, D., O. Rui, and Y. Yu, 2016. "Political Instability, Access to Private Debt, and Innovation Investment in China" Emerging Markets Review, 29(1), 68-81. [ABS 2]

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Chen, J., Cumming, D.J., W. Hou, and E. Lee, 2016. "Does the External Monitoring Effect of Financial Analysts Deter Corporate Fraud in China?" Journal of Business Ethics, 134(4), 727-742 [ABS 3 FT]

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Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2016. "Special Issue: History and Evolution of Entrepreneurship and Finance in China" Business History, 58, 317-318. [ABS 4]

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Cumming, D.J., W. Hou, and E. Lee, 2016. "Business Ethics and Finance in Greater China: Synthesis and Future Directions in Sustainability, CSR, and Fraud" Journal of Business Ethics, 138, 601-626. [ABS 3 FT]

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Cumming, D.J., and G. Fleming, 2016. "Taking China Private: The Carlyle Group, Leveraged Buyouts and Financial Capitalism in Greater China" Business History, 58(3), 345-363. [ABS 4]

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Colombo, M.G., D.J. Cumming, and S. Vismara, 2016. "Governmental Venture Capital for Innovative Young Firms" Journal of Technology Transfer, 41:10-24. [ABS 2]

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Chen, J., Cumming, D.J., W. Hou and E. Lee, 2016. "CEO Accountability for Corporate Fraud: Evidence from the Split Share Structure Reform in China" Journal of Business Ethics, 138, 787-806. [ABS 3 FT]

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Cumming, D.J., R. Dixon, W. Hou, and E. Lee, 2016. "Media Coverage and Foreign Share Discount in China," European Journal of Finance, 22, 393-412. [ABS 3]

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Cumming, D.J., and S.A. Johan, 2016. "Venture's Economic Impact in Australia" Journal of Technology Transfer, 41, 25-59. [ABS 2]

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Cumming, D., and S. Vismara, 2016. "A Research Journey into Entrepreneurial Finance," David B. Audretsch & Erik E. Lehmann, eds., Companion to Makers of Modern Entrepreneurship. Routledge, Chapter 7.

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Cumming, D.J., and S.J., Johan, 2016. "Crowdfunding and Entrepreneurial Internationalization" in N. Dai and D. Siegel, eds. Entrepreneurial Finance: Managerial and Policy Implications. The World Scientific Publishers. Chapter 5.

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"New Trends in Entrepreneurial Finance" Conference, 2015

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Cumming, D.J., N. Dai, and S. Johan, 2015. "Are Hedge Funds Registered in Delaware Different? Journal of Corporate Finance, 35, 232-246 [ABS 4]

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Aitken, M., Cumming, D.J., and F. Zhan, 2015. "High Frequency Trading and End-of-Day Price Dislocation" Journal of Banking and Finance, 59, 330-349. [ABS 3]

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Cumming, D.J., B. Dannhauser, and S. Johan, 2015. "Financial Market Misconduct and Agency Conflicts: A Synthesis and Future Directions" Journal of Corporate Finance, 34, 150-168 [ABS 4]

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Aitken, M., D.J. Cumming, D.J., and F. Zhan, 2015. "Exchange Trading Rules, Surveillance, and Suspected Insider Trading" Journal of Corporate Finance, 34, 311-330. [ABS 4]

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Cumming, D.J., and S. Johan, 2015. "Cameras Tracking Shoppers: The Economics of Retail Video Surveillance" Eurasian Business Review, 5, 235-257. [ABS 1]

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Eurasian Business and Economics Society (EBES) Conference Best Paper Award (2nd Place), 16th EBES Conference Istanbul 2015

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Ahlers, G.K.C., D.J. Cumming, C. Guenther, and D. Schweizer, 2015. "Signaling in Equity Crowdfunding" Entrepreneurship Theory and Practice, 39, 955-980. [ABS 4 FT]

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Cumming, D.J., A. Schwienbacher, and F. Zhan, 2015. "The Scope of International Mutual Fund Outsourcing: Fees, Performance and Risks" Journal of International Financial Markets, Institutions and Money 38, 185-199. [ABS 3]

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Cumming, D.J., Tak Yan Leung, and O.M. Rui, 2015. "Gender Diversity and Securities Fraud" Academy of Management Journal, 58(5) 1572-1593. [ABS 4* FT]

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Cumming, D.J., A. Knill and N. Richardson, 2015. "Firm Size, Institutional Quality and the Impact of Securities Regulation" Journal of Comparative Economics, 43(2), 417-442. [ABS 3]

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Cao, J., D.J. Cumming, M. Qian, and X. Wang, 2015. "Cross Border LBOs" Journal of Banking and Finance 50, 69-80. [ABS 3]

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Cao, J., D.J. Cumming, and X. Wang, 2015. "One-Child Policy, Dynastic Management and Discontinuity of Family Firms in China" Journal of Corporate Finance, 33, 317-329. [ABS 4]

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Cumming, D.J., E. Fischer, and T. Peridis, 2015. "Publicly Funded Business Advisory Services and Entrepreneurial Internationalization" International Small Business Journal, 33, 824-839 [ABS 3]

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Cumming, D.J., and G. Fleming, 2015. "Corporate Defaults, Workouts and the Rise of the Distressed Asset Investment Industry" Business History Review, 89(2), 305-330. [ABS 3]

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Cumming, D.J., J.A. Pandes and M.J. Robinson, 2015. "The Role of Agents in Private Entrepreneurial Finance" Entrepreneurship Theory and Practice 39(2), 345-374. [ABS 4 FT]

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Cumming, D.J., 2015. "Publishing in Finance versus Entrepreneurship/Management Journals" in T. Clark, M. Wright, and D. Ketchen, eds., How to Get Published in Top Management Journals, Wiley.

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Cumming, D.J., N. Dai, and S. Johan, 2015. "Hedge Fund Regulation and Governance," in W.W. Bratton and J.A. McCahery, eds., Institutional Investor Activism, Oxford University Press, pp549-581.

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The New Trends in Corporate Finance Conference, Seoul, Korea, on 2014

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Best Paper Award at EBES Conference, Featured by the New York Times in April 2014

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Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2014. "Exploring Entrepreneurial Activity and Small Business Issues in the Chinese Economy" International Small Business Journal, 32, 603-609. [ABS 3]

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Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2014. "The experiences and challenges in the development of the Chinese capital market" European Journal of Finance, 20, 595-598. [ABS 3]

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Andres, C., D.J. Cumming, T. Karabiber, and D. Schweizer, 2014. "Do Markets Anticipate Capital Structure Decisions? Feedback Effects in Equity Liquidity," Journal of Corporate Finance, 27, 133-156. [ABS 4]

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Cumming, D.J., L.H. Ha---, and D. Schweizer, 2014. "The Fast Track IPO - Success Factors for Taking Firms Public with SPACs" Journal of Banking and Finance 47, 198-213. [ABS 3]

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Cumming, D.J., W. Hou, E. Lee, and Z. Wu, 2014. "Special Issue on Corporate Governance and Entrepreneurial Finance in China," International Review of Financial Analysis 36, 95-96. [ABS 3]

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Cumming, D.J., 2014. "Public Economics Gone Wild: Lessons from Venture Capital" International Review of Financial Analysis, 36, 251-260. [ABS 3]

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Cumming, D., and R. Chakrabarti, 2014. "Global Perspectives on Entrepreneurship: Public and Corporate Governance," Corporate Governance: An International Review 22, 73-76. [ABS 3]

Found on CV

Cumming, D.J., 2014. "Entrepreneurship and Internationalization," International Small Business Journal (This paper is an invited virtual special issue guest editorial, available at http://isb.sagepub.com/site/Virtual_Special_Issues/Entrepreneurship_and_Internationalization.pdf [ABS 3]

Found on CV

Cumming, D.J., S.A. Johan, and M. Zhang, 2014. "The Economic Impact of Entrepreneurship: Comparing International Datasets" Corporate Governance: An International Review 22, 162-178. [ABS 3]

Found on CV

Best Paper Prize (2nd place) for all papers published in CGIR in 2014.

Found on CV

Cumming, D.J., Lars Helge Ha---, and D. Schweizer, 2014. "Strategic Asset Allocation and the Role of Alternative Investments" European Financial Management, 20(3), 521-547. [ABS 3]

Found on CV

Cumming, D.J., and W. Hou, 2014. "Valuation of restricted shares by conflicting shareholders in the Split Share Structure Reform," European Journal of Finance 20, 778-802. [ABS 3]

Found on CV

Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2014. "Experiences and Challenges in the Development of the Chinese Capital Market" European Journal of Finance 20, 595-598. [ABS 3]

Found on CV

Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2014. Entrepreneurship in China: Key Issues and Challenges, Palgrave MacMillan

Found on CV

Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2014. Sustainable Entrepreneurship in China: Ethics, Corporate Governance, and Institutional Reforms, Palgrave MacMillan.

Found on CV

Cumming, D.J., and S.A. Johan, 2014. "Corporate Governance in Venture Capital," in I. Filatotchev, D. Siegel, and M. Wright, eds., Oxford Handbook of Corporate Governance, Oxford University Press, Ch. 24.

Found on CV

Cumming, D.J., 2014 "Foreword," in Corporate Governance in Emerging Markets: Theories, Practices and Cases by Sabri Boubaker and Duc Khuong Nguyen, Eds., Springer Press.

Found on CV

Ge---rguri-Rashiti, S., and D.J. Cumming, 2014. "Book Review: Entrepreneurship in the Balkans: Diversity, Support and Prospects, by Veland Ramadani and Robert C. Schneider, eds., Springer Press, 2013. International Journal of Entrepreneurship and Small Business 22(3): 394-398.

Found on CV

Cumming, D.J., 2014. "Foreword," in Leo-Paul Dana and Veland Ramadani, Eds., Family Business in Transition Economies, Springer Press.

Found on CV

Tackling Ontario's Sustainability Challenge, York University, March 2014

Found on CV

AVCAL Best Paper Award 2013 for research in venture capital $2500

Found on CV

Cumming, D.J., and S.A. Johan, 2013. "Demand Driven Securities Regulation: Evidence from Crowdfunding" Venture Capital: An International Journal of Entrepreneurial Finance 15, 361-379. [ABS 2]

Found on CV

Cumming, D.J., and D. Li, 2013. "Public Policy, Entrepreneurship, and Venture Capital in the United States" Journal of Corporate Finance 23, 345-367. [ABS 4]

Found on CV

Cumming, D.J., G. Fleming, S. Johan and D. Najar, 2013. "The Impact of Law and Corruption on Venture Capital and Private Equity Fees and Returns" World Financial Review, (September-October), 65-68.

Found on CV

Cumming, D.J., N. Dai, and S. Johan, 2013. "The Impact of Hedge Fund Regulation: An International Perspective," World Financial Review (May-June), 17-20.

Found on CV

Cumming, D.J., L.H. Ha---, and D. Schweizer, 2013. "Private Equity Benchmarks and Portfolio Optimization" Journal of Banking and Finance 37, 3515-3528. [ABS 3]

Found on CV

Cumming, D.J., and S. Johan, 2013. "Listing Standards and Fraud," Managerial and Decision Economics, 34, 451-470. [ABS 2]

Found on CV

Cumming, D.J., and S. Johan, 2013. "Technology Parks and Entrepreneurial Outcomes around the World" International Journal of Managerial Finance 9(4), 279-293. [ABS 2]

Found on CV

Cumming, D.J., and G. Fleming, 2013. "Debt Investments in Private Firms: Legal Institutions and Investment Performance in 25 Countries" Journal of Fixed Income, Summer, 2013, 102-123. [ABS 2]

Found on CV

Chen, J., D.J. Cumming, W. Hou, and E. Lee, 2013. "Executive Integrity, Audit Opinion, and Fraud in Chinese Listed Firms," Emerging Markets Review 15, 72-91. [ABS 2]

Found on CV

Cumming, D.J., G. Imad'Eddine, and A. Schwienbacher, 2013. "Legality and the Spread of Voluntary Investor Protection" Revue Finance 34(3).

Found on CV

Cumming, D.J., and N. Dai, 2013. "Why do Entrepreneurs Switch Lead Venture Capitalists" Entrepreneurship Theory and Practice, 37, 999-1017. [ABS 4 FT]

Found on CV

Cumming, D.J., and S. Zambelli, 2013. "Private Equity Performance under Extreme Regulation," Journal of Banking and Finance 37(5), 1508-1523. [ABS 3]

Found on CV

Cumming, D.J., and S.A. Johan, 2013. Venture Capital and Private Equity Contracting: An International Perspective, 2nd Edition, Elsevier Science Academic Press. (756 pages)

Found on CV

Cumming, D.J., N. Dai, and S.A. Johan, 2013. Hedge Fund Structure, Regulation and Performance around the World. Oxford University Press. (300 pages)

Found on CV

Cumming, D.J., A. Guariglia, W. Hou and E. Lee, 2013. Developing China's Capital Market: Experiences and Challenges, Palgrave MacMillan. (224 pages)

Found on CV

Cressy, R., D.J. Cumming, and C. Malin, 2013. Entrepreneurship, Finance, Governance and Ethics, Springer Press. (455 pages)

Found on CV

Cumming, D.J., 2013. Oxford Handbook of Entrepreneurial Finance, Oxford University Press (930 pages)

Found on CV

Cumming, D.J., 2013. Oxford Handbook of Venture Capital, Oxford University Press (1050 pages)

Found on CV

Cumming, D.J., 2013. Oxford Handbook of Private Equity, Oxford University Press (850 pages)

Found on CV

Johanning, Lutz, Douglas Cumming, and Denis Schweizer, 2013. "Die zwei Gesichter der Hedgefonds" Bo---rsenzeitung Issue 47 (March 8th, 2013) page 8.

Found on CV

Cumming, D.J., and S. Johan, 2013. "The IPO as an Exit Strategy for Venture Capitalist: Regional Lessons from Canada with International Comparisons," in M. Levis and S. Vismara, eds., Handbook of Research on IPOs, Edward Elgar Press, pp. 664-709.

Found on CV

Cumming, D.J., 2013. "Introduction to the Oxford Handbook of Venture Capital" in Douglas J. Cumming, ed., Oxford Handbook of Venture Capital, Oxford University Press, Chapter 1.

Found on CV

Cumming, D.J., 2013. "The Role of Geographic Proximity in Venture Capital" in Douglas J. Cumming, ed., Oxford Handbook of Venture Capital, Oxford University Press, Chapter 31.

Found on CV

Cumming, D.J., 2013. "Introduction to the Oxford Handbook of Private Equity" in Douglas J. Cumming, ed., Oxford Handbook of Private Equity, Oxford University Press, Chapter 1.

Found on CV

Cumming, D.J., 2013. "Fund Size, Limited Attention and the Valuation of Private Equity Backed firms" in Douglas J. Cumming, ed., Oxford Handbook of Private Equity, Oxford University Press, Chapter 16.

Found on CV

Cumming, D.J., 2013. "Introduction to the Oxford Handbook of Entrepreneurial Finance" in Douglas J. Cumming, ed., Oxford Handbook of Entrepreneurial Finance, Oxford University Press, Chapter 1.

Found on CV

June 2013, October 2013 presentations to Ontario Securities Commission: "Demand Driven Securities Regulation: Evidence from Crowdfunding", and "Signaling in Equity Crowdfunding". I have worked with the OSC since that time providing advice on crowdfunding legislation.

Found on CV

February 2013 presentation to Industry Canada: "The Impact of Entrepreneurship: Comparing International Datasets"

Found on CV

Cumming, D.J., N. Dai, L.H. Ha---, and D. Schweizer, 2012. "Regulatory Induced Performance Persistence: Evidence from Hedge Funds" Journal of Corporate Finance 18, 1005-1022. [ABS 4]

Found on CV

Cumming, D.J., and S.A. Johan, 2012. "Is Venture Capital in Crisis?" World Financial Review (July-August), 69-72.

Found on CV

Cumming, D.J., and A. Knill, 2012. "Disclosure, Venture Capital, and Entrepreneurial Spawning" Journal of International Business Studies 43, 563-590. [ABS 4* FT]

Found on CV

Cumming, D.J., 2012. "Measuring the Effect of Bankruptcy Laws on Entrepreneurship Across Countries" Journal of Entrepreneurial Finance 16, 80-86.

Found on CV

Shawky, H.A., N. Dai and D.J. Cumming, 2012. "Diversification in the Hedge Fund Industry" Journal of Corporate Finance 18, 166-178 [A* 4]

Found on CV

Cumming, D.J., and E. Fischer, 2012. "Publicly Funded Business Advisory Services and Entrepreneurial Outcomes" Research Policy 41, 467-481. [ABS 4* FT]

Found on CV

Carpentier, C., D.J. Cumming, and J.M. Suret, 2012. "The Value of Capital Market Regulation: IPOs versus Reverse Mergers" Journal of Empirical Legal Studies 9, 56-91.

Found on CV

Cumming, D.J., G. Imad'Eddine, and A. Schwienbacher, 2012. "Harmonized Regulatory Standards, International Distribution of Investment Funds and the Recent Financial Crisis" European Journal of Finance, 18(3-4), 261-292. [ABS 3]

Found on CV

Cressy, R., D.J. Cumming, and C. Mallin, 2012. "Law, Ethics and Finance: Implications for International Investment and Portfolio Management" European Journal of Finance 18, 185-189. [ABS 3]

Found on CV

Reprinted in Cressy, R., D.J. Cumming, and C. Malin, 2012, eds., Entrepreneurship, Governance and Ethics, Springer Press (2012)

Found on CV

Cressy, R., D.J. Cumming, and C. Malin, 2012. Entrepreneurship, Governance and Ethics, Springer Press. (250 pages)

Found on CV

Cumming, D.J., 2012. "Venture capital financial contracting: an overview of the international evidence" in Colin Mason and Hand Landstrom, eds., Handbook of Research on Venture Capital, volume 2, Chapter 4, pp. 70-97.

Found on CV

Cumming, D.J., and S.A. Johan, 2012. "Venture Capital Contracts: Implications for Emerging Markets" in Klowonski, ed., Private Equity in Emerging Markets: The New Frontiers of International Finance, Palgrave, Chapter 23.

Found on CV

Cumming, D.J., G. Fleming, S. Johan and D. Najar, 2012. "Law and Corruption in Venture Capital and Private Equity" in R. Cressy, D.J. Cumming, and C. Malin, Law, Ethics and Finance, Springer Press.

Found on CV

Cumming, D.J., and S.A. Johan, 2012. "Venture Capital Contracts: Implications for Emerging Markets," in D. Klonowski, Private Equity in Emerging markets: The New Frontiers of International Finance, Palgrave Macmillan.

Found on CV

Turning Research into Action, York University, March 5 and 6, 2012.

Found on CV

September 2012 presentation to the Department of Industry, Innovation, Science, Research and Tertiary Education of Australia (DIISRTE): "The Economic Impact of Venture Capital"

Found on CV

June 2012 presentations to the ventureLab, Markham: "Publicly Funded Business Advisory Services and Entrepreneurial Internationalization"

Found on CV

October 2011 presentation to the World Bank, Washington DC: "Publicly Funded Business Advisory Hubs and Entrepreneurial Outcomes"

Found on CV

October 2011 presentation to the ventureLab, Markham: "Publicly Funded Business Advisory Hubs and Entrepreneurial Outcomes"

Found on CV

September 2009, July 2010, and February 2011: presentation to Ministry of Research and Innovation: Policy Discussion Paper on Venture Capital: The Role of Government Support in Ontario

Found on CV

Warwick Business School (2011), Aalto University (2011)

Found on CV

Bank of Canada Best Paper Award on Canadian Financial Institutions, Northern Finance Association, 2011

Found on CV

Cumming, D.J., and D. Li, 2011. "Runup of Acquirer Stock in Public and Private Acquisitions" Corporate Governance: An International Review 19(3), 210-239. [ABS 3]

Found on CV

Cumming, D.J. and J.-M. Suret, 2011. "Entrepreneurial Finance and Venture Capital Markets" European Financial Management 17(3), 420-422. [ABS 3]

Found on CV

Cumming, D.J., G. Fleming and S.A. Johan, 2011 "Institutional Investment in Listed Private Equity" European Financial Management 17(3), 594-618. [ABS 3]

Found on CV

Cumming, D.J., S.A. Johan, and D. Li, 2011. "Exchange Trading Rules and Stock Market Liquidity" Journal of Financial Economics 99(3), 651-671. [ABS 4* FT]

Found on CV

Cumming, D.J., and N. Dai, 2011. "Limited Attention, Fund Size and the Valuation of Venture Capital Backed Companies" Journal of Empirical Finance 18(1), 2-15. (Lead article) [ABS 3]

Found on CV

Cumming, D.J., 2011. "Misinforming the Public about Public Policy towards Venture Capital" Venture Capital: An International Journal of Entrepreneurial Finance 13(1), 99-102. [ABS 2]

Found on CV

Cumming, D.J., 2011. "Review Essay: Public Policy and the Creation of Active Venture Capital Markets" Venture Capital: An International Journal of Entrepreneurial Finance 13(1), 75-94. [ABS 2]

Found on CV

Testimony before the Canadian Senate Committee on Banking, Trade and Commerce in Ottawa on the Business Development Bank and financing entrepreneurs in Canada (November 2010) and on the state of entrepreneurial and venture capital finance (October 2001) [Note: My work has been referenced in similar forums, including the United States Senate Testimony before the Committee on Health, Education, Labor, and Pensions, (Jan 2007)]

Found on CV

Cumming, D.J., S.A. Johan, G. Fleming, M. Takeuchi, 2010. "Legal Protection, Corruption, and Private Equity Returns in Asia" Journal of Business Ethics 95(2), 173-193. [ABS 3 FT]

Found on CV

Cressy, R., D.J. Cumming, and C. Mallin, 2010. "Entrepreneurship, Governance and Ethics" Journal of Business Ethics 95(2), 117-120. [ABS 3 FT]

Found on CV

Cumming, D.J., and N. Dai, 2010. "Local Bias in Venture Capital" Journal of Empirical Finance 17, 362-380. [ABS 3]

Found on CV

Cumming, D.J., and N. Dai, 2010. "Hedge Fund Regulation and Misreported Returns" European Financial Management 16, 829-867. [ABS 3]

Found on CV

Cumming, D.J., and N. Dai, 2010. "A Law and Finance Analysis of Hedge Funds" Financial Management 39, 997-1026. [ABS 3]

Found on CV

Cumming, D.J., and S. Zambelli, 2010. "Illegal Buyouts" Journal of Banking and Finance 34, 441-456. [ABS 3]

Found on CV

Cumming, D.J., and S.A. Johan, 2010. "Venture Capital Investment Duration" Journal of Small Business Management 48, 228-257. [ABS 3]

Found on CV

Cumming, D.J., and S.A. Johan, 2010. "Phasing out an Inefficient Venture Capital Tax Credit" Journal of Industry, Competition and Trade 10, 227-252. [ABS 2]

Found on CV

Cumming, D.J., and S.A. Johan, 2010 "The Differential Impact of the Internet in Spurring Regional Entrepreneurship" Entrepreneurship Theory and Practice 34, 857-883. [ABS 4 FT]

Found on CV

Cumming, D.J., and U. Walz, 2010. "Private Equity Returns and Disclosure around the World" Journal of International Business Studies 41(4), 727-754. [ABS 4* FT]

Found on CV

Reprinted as Cumming, D.J., and U. Walz, 2010. "Private Equity Returns and Disclosure around the World" Journal of Business Valuation, Vol 2., pp.1-33 (lead article)

Found on CV

Cumming, D.J., D. Schmidt and U. Walz, 2010. "Legality and Venture Capital Governance around the World" Journal of Business Venturing 25, 54-72. [ABS 4 FT]

Found on CV

Cumming, D.J., 2010. Venture Capital: Investment Strategies, Structures and Policies, Wiley Press. (592 pages)

Found on CV

Cumming, D.J., 2010. Private Equity: Fund Types, Risks and Returns, and Regulation, Wiley Press. (608 pages)

Found on CV

Cumming, D.J., 2010. "Introduction to the Companion to Venture Capital" in Douglas J. Cumming, ed., Venture Capital: Investment Strategies, Structures and Policies, Wiley Press, Chapter 1.

Found on CV

Cumming, D.J., 2010. "Introduction to the Companion to Private Equity" in Douglas J. Cumming, ed., Private Equity: Fund Types, Risks and Returns, and Regulation, Wiley Press, Chapter 1.

Found on CV

Bernelie, G., D.J. Cumming, and E. Lyandres, 2010. "The Structure of Venture Capital and Private Equity Fund Portfolios" in Douglas J. Cumming, ed., Private Equity: Fund Types, Risks and Returns, and Regulation, Wiley Press, Chapter 6.

Found on CV

Cumming, D.J., A. Gill and U. Walz, 2010. "Valuation and Financial Disclosure in the Private Equity Industry" in Douglas J. Cumming, ed., Private Equity: Fund Types, Risks and Returns, and Regulation, Wiley Press, Chapter 15.

Found on CV

Cumming, D.J., and S.A. Johan, 2010. "Venture Capital and Private Equity in Canada: Phasing Out an Inefficient Tax Credit" in Douglas J. Cumming, ed., Private Equity: Fund Types, Risks and Returns, and Regulation, Wiley Press, Chapter 24.

Found on CV

Cumming, D.J., D. Siegel, H. Sapienza and M. Wright, 2009. "International Entrepreneurship: Managerial and Public Policy Implications" Strategic Entrepreneurship Journal 3, 283-296. [ABS 4 FT]

Found on CV

Cosh, A., D.J. Cumming, and A. Hughes, 2009. "Outside Entrepreneurial Capital" Economic Journal 119, 1494-1533. [ABS 4]

Found on CV

Cumming, D.J., and N. Dai, 2009. "Capital Flows and Hedge Fund Regulation" Journal of Empirical Legal Studies 6, 848-873.

Found on CV

Reviewed as important to the hedge fund industry by the Cayman Financial Review October 5, 2009 "Grey Matters" http://www.compasscayman.com/cfr/cfr.aspx?id=6987

Found on CV

Cumming, D.J., A. Gill, and U. Walz, 2009. "International Private Equity Valuation and Disclosure" Northwestern University Journal of International Law and Business 29, 617-642.

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2009. "Style Drift in Private Equity" Journal of Business Finance and Accounting 36(5-6), 645-678. [ABS 3]

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2009. "Corporate Relocation in Venture Capital Finance" Entrepreneurship Theory and Practice 33, 1121-1155. [ABS 4 FT]

Found on CV

Cumming, D.J., and S. Johan, 2009. "Pre-Seed Government Venture Capital Funds" Journal of International Entrepreneurship 7, 26-56. [ABS 1]

Found on CV

Cumming, D.J., & S. Johan, 2009. "Legality and Venture Capital Fund Manager Compensation" Venture Capital: An International Journal of Entrepreneurial Finance 11, 23-54. [ABS 2]

Found on CV

Reprinted as Cumming, D.J., and S.A. Johan (2009) "Hedge Fund Forum Shopping" Corporate Practice Commentator, edited by Robert B. Thompson.

Found on CV

Reprinted in David Audtresch, ed., The International Library of Entrepreneurship, Edward Elgar, 2009.

Found on CV

Cumming, D.J., and S.A. Johan, 2009. Venture Capital and Private Equity Contracting: An International Perspective, Elsevier Science Academic Press. (778 pages)

Found on CV

Inaugural Symposium, Public Policy Priorities for Ontario, School of Public Policy and Governance (SPPG) at University of Toronto, October 2, 2009.

Found on CV

February 2008 presentation to the Ontario Ministry of Research and Innovation "Entrepreneurship Capital in Ontario"

Found on CV

July 2008 presentation to CD Howe Institute: "Financing Entrepreneurs: Better Canadian Policy for Venture Capital"

Found on CV

Cumming, D.J., and S. Johan, 2008 "Global Market Surveillance" American Law and Economics Review 10, 454-506. [ABS 2]

Found on CV

Armour, J., and D.J.. Cumming, 2008. "Bankruptcy Law and Entrepreneurship" American Law and Economics Review 10, 303-350. [ABS 2]

Found on CV

Reviewed in James Surowiecki, April 7, 2008, "Going for Broke" in The New Yorker http://www.newyorker.com/talk/financial/2008/04/07/080407ta_talk_surowiecki

Found on CV

Cumming, D.J., and S.A. Johan, 2008. "Preplanned Exit Strategies in Venture Capital" European Economic Review 52, 1209-1241. [ABS 3]

Found on CV

Cumming, D.J., 2008. "Contracts and Exits in Venture Capital Finance" Review of Financial Studies 21, 1947-1982. [ABS 4* FT]

Found on CV

Cumming, D.J., and S.A. Johan, 2008. "Information Asymmetries, Agency Costs and Venture Capital Exit Outcomes" Venture Capital: An International Journal of Entrepreneurial Finance 10, 197-231. (lead article) [ABS 2]

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2008. "Financial Intermediaries, Ownership Structure and the Provision of Venture Capital to SMEs: Evidence from Japan" Small Business Economics 31, 59-92. [ABS 3]

Found on CV

Cumming, D.J., 2008. "Don't Fence Them In: Hedge Fund Regulation and Performance" Canadian Investment Review (Winter 2008) 26-33.

Found on CV

Winner of the 2008 AIMA Alternative Investments $10,000 Award

Found on CV

Cumming, D.J., and S.A. Johan, 2008. "Hedge Fund Strategies and Regulation" Banking and Financial Services Policy Report 27(7), 1-15 (Lead Article).

Found on CV

Cumming, D.J., and S.A. Johan, 2008. "Hedge Fund Forum Shopping" University of Pennsylvania Journal of Business Law 10(4), 783-831. (Lead Article)

Found on CV

Reprinted in Magnus Henrekson, Jacob Wallenberg and Robin Douhan, eds., The Political Economy of Entrepreneurship (2008 Edgar Elgar, volume 2, chapter 5);

Found on CV

Cumming, D.J., 2008. "Acceleration", "Certification", "Companion Fund", "Offering Date", "Venture Capital Financing" and "Withdrawn Offering" entries in the Encyclopaedia of Alternative Investments, edited by G.N. Gregoriou, Chapman Hall UK.

Found on CV

University Day at Queen's Park Luncheon to meet government officials and MPPs, November 6, 2008.

Found on CV

September 2007 presentation to Ontario Securities Commission: "Global Market Surveillance"

Found on CV

Cumming, D.J., and S.A. Johan, 2007. "Socially Responsible Institutional Investment in Private Equity" Journal of Business Ethics 75, 395-416. [ABS 3 FT]

Found on CV

Cumming, D.J., and S.A. Johan, 2007. "Regulatory Harmonization and the Development of Private Equity Markets" Journal of Banking and Finance, 31, 3218-3250. [ABS 3]

Found on CV

Cumming, D.J., D. Siegel and M. Wright, 2007. "Private Equity, Leveraged Buyouts, and Governance" Journal of Corporate Finance 13, 439-460 (lead article). [ABS 4]

Found on CV

Bernile, G., D.J. Cumming, and E. Lyandres, 2007. "The Size of Venture Capital and Private Equity Fund Portfolios" Journal of Corporate Finance 13, 564-590. [ABS 4]

Found on CV

Cumming, D.J., and S. Johan, 2007. "Advice and Monitoring in Venture Capital Finance" Financial Markets and Portfolio Management 21, 3-43. (lead article).

Found on CV

Cumming, D.J., and S.A. Johan, 2007. "The Internet and Regional Economic Development" Academy of Management Best Papers Proceedings

Found on CV

Cumming, D.J., 2007. "Government Policy towards Entrepreneurial Finance: Innovation Investment Funds" Journal of Business Venturing 22, 193-235. [ABS 4 FT]

Found on CV

Cumming, D.J., 2007. "Financing Entrepreneurs: Better Canadian Policy for Venture Capital" CD Howe Institute Commentary No 247.

Found on CV

Cumming, D.J., and J. MacIntosh, 2007. "Mutual Funds that Invest in Private Equity? An Analysis of Labour Sponsored Investment Funds" Cambridge Journal of Economics 31, 445-487. [ABS 3]

Found on CV

A condensed version appears as Cumming, D.J., J. MacIntosh, and K. Godin, 2007. "Crowding Out Private Equity: Canadian Evidence" Frazer Alert (The Fraser Institute, Vancouver)

Found on CV

Wright, M., M. Jensen, D.J. Cumming, and, D. Siegel,, 2007. "The Impact of Private Equity: Setting the Record Straight" Corporate Financier, Issue 94 (July/August 2007) pp. 5-7.

Found on CV

Cumming, D.J., and S. Johan, 2007. "The Profile of Venture Capital Exits in Canada" in G. Gregoriou and L. Renneboog, ed., International Mergers and Acquisitions Activity since 1990: Quantitative Analysis and Recent Research (Elsevier), ch. 9, pp. 195-219.

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2007. "The Structure of Venture Capital Funds," in C. Mason and H. Landstro---m, eds., Handbook of Research on Venture Capital, Edward Elgar, Chapter 5, pp. 155-176.

Found on CV

Cumming, D.J., 2007. "United States Venture Capital Financial Contracting: Foreign Securities" in M. Hirschey, K. John and A. Makhija, eds., Advances in Financial Economics, Vol. 12, pp. 405-444.

Found on CV

Cumming, D.J., and J. MacIntosh, 2006. "Crowding Out Private Equity: Canadian Evidence" Journal of Business Venturing 21, 569-609. (Lead Article) [ABS 4 FT]

Found on CV

Armour, J., and D.J. Cumming, 2006. "The Legislative Road to Silicon Valley" Oxford Economic Papers 58, 596-635. [ABS 3]

Found on CV

Cumming, D.J., and S.A. Johan, 2006. "Is it the Law or the Lawyers? Investment Covenants around the World" European Financial Management 12, 553-574. [ABS 3]

Found on CV

Cumming, D.J., and S.A. Johan, 2006. "Provincial Preferences in Private Equity" Financial Markets and Portfolio Management 20, 369-398. (lead article in a special issue on alternative investments).

Found on CV

Cumming, D.J., 2006. "The Determinants of Venture Capital Portfolio Size: Empirical Evidence" Journal of Business 79, 1083-1126. [ABS 4]

Found on CV

Cumming, D.J., 2006. "Corporate Venture Capital Contracts" Journal of Alternative Investments, Winter 2006, 40-53. [ABS 2]

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2006. "Legality and Venture Capital Exits" Journal of Corporate Finance 12, 214-245. [ABS 4]

Found on CV

Cumming, D.J., 2006. "Adverse Selection and Capital Structure: Evidence from Venture Capital" Entrepreneurship Theory and Practice 30, 155-184. [ABS 4 FT]

Found on CV

(Ranked as the #5 all time downloaded article by Elsevier for this journal in January 2006.)

Found on CV

(Ranked as the #1 all time downloaded article by Elsevier for this journal in January 2006.)

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2006. "The Structure of Venture Capital Funds" in Hans Landstro---m, ed., Handbook of Research in Venture Capital (Edward Elgar Publishing Ltd.).

Found on CV

Cumming, D.J., 2005. "Agency Costs, Institutions, Learning and Taxation in Venture Capital Contracting" Journal of Business Venturing 20, 573-622. (Lead Article) [ABS 4 FT]

Found on CV

Cumming, D.J., G. Fleming and A. Schwienbacher, 2005. "Liquidity Risk and Venture Finance" Financial Management, 34, 77-105. [ABS 3]

Found on CV

Cumming, D.J., 2005. "Capital Structure in Venture Finance" Journal of Corporate Finance 11, 550-585. [ABS 4]

Found on CV

Cumming, D.J., G. Fleming and J.A. Suchard, 2005. "Venture Capitalist Value Added Activities, Fundraising and Drawdowns" Journal of Banking and Finance 29, 295-331. [ABS 3]

Found on CV

Cumming, D.J., and J. MacIntosh, 2005. "Selection Effects, Corporate Law and Firm Value" Finance Letters 3(3) 7-18.

Found on CV

Cumming, D.J., 2005. "A Review of Global Venture Capital Transactions" Venture Capital: An International Journal of Entrepreneurial Finance 7, 185-201. [ABS 2]

Found on CV

Cumming, D.J., and J. MacIntosh, 2005. "Firm, Market and Strategic Factors in Venture Capital Exits" in M. Bagella, L. Becchetti, and I. Hasan, eds., Transparency, Governance and Markets (Elsevier).

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Cumming, D.J., 2005. "Venture Capital Financial Contracting and the Valuation of High Technology Firms: A Review" by Joseph A. McCahery and Luc Renneboog, eds., Oxford University Press 2004, Published in Economica. Vol. 74, pp. 181-183.

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Cumming, D.J., 2005. "Global Venture Capital Transactions: A Review" by B.A. Brechbu---hl and B. Wooder, eds., Kluwer Academic Press, 2004. Published in the Journal of Corporate Law Studies. Vol. 5, pp. 522-525(4)

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Cumming, D.J., and J. MacIntosh, 2004. "Boom, Bust and Litigation in Venture Capital Finance" Willamette Law Review 40(4), 867-906.

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Cumming, D.J., and J. MacIntosh, 2004. "Law, Finance and the Canadian Venture Capital Cycle" in C. Waddell, ed. Financial Services and Public Policy (McGill Queen's University Press).

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Cumming, D.J., and J. MacIntosh, 2004. "The Extent of Venture Capital Exits: Evidence from Canada and the United States" in L.D.R. Renneboog and J. McCahery, eds., Venture Capital Contracting and the Valuation of High Technology Firms (Oxford University Press), Chapter 15. http://www.oup.co.uk/isbn/0-19-927013-9

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Cumming, D.J., and J. MacIntosh, 2004. "Comparative Venture Capital Governance: Private Versus Labour-Sponsored Funds" in V. Kanniainen and C. Keuschnigg, eds. Venture Capital, Entrepreneurship and Public Policy (MIT Press).

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Cumming, D.J., 2003. "The Structure, Governance and Performance of UK Venture Capital Trusts" Journal of Corporate Law Studies 3(2), 401-427.

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Cumming, D.J., and J. MacIntosh, 2003. "A Cross-Country Comparison of Full and Partial Venture Capital Exits" Journal of Banking and Finance 27(3), 511-548. [ABS 3]

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Cumming, D.J., and J. MacIntosh, 2003. "Venture Capital Exits in Canada and the United States" University of Toronto Law Journal 53, 101-200.

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Cumming, D.J., and J. MacIntosh, 2003. "Venture Capital Buyback Exits in Canada and the United States" FSR Forum (2003) 5(4), 36-45.

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Cumming, D.J., and J. MacIntosh, 2003. "Canadian Labor-Sponsored Venture Capital Corporations: Bane or Boon?" in A. Ginsberg and I. Hasan, eds., New Venture Investment: Choices and Consequences (Elsevier Science Academic Press), pages 169-200.

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Cumming, D.J., and J. MacIntosh, 2002. "The Rationales Underlying Reincorporation and Implications for Canadian Corporations" International Review of Law and Economics 22(3), 277-330. [ABS 2]

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Cumming, D.J., and J. MacIntosh, 2002. "Economic and Institutional Determinants of Venture Capital Investment Duration" Advances in the Study of Entrepreneurship, Innovation and Economic Growth, Vol.14 (Gary Libecap, Editor, JAI Press, 2002, pp. 125-159).

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Cumming, D.J., and J. MacIntosh, 2001. "Venture Capital Investment Duration in Canada and the United States" Journal of Multinational Financial Management 11(4-5): 445-463. [ABS 2]

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Cumming, D.J., 2001. "Settlement Disputes: Evidence from a Legal Practice Perspective" European Journal of Law and Economics 11(3): 249-280. [ABS 1]

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Cumming, D.J., and J. MacIntosh, 2000. "The Determinants of R&D Expenditures: A Study of the Canadian Biotechnology Industry" Review of Industrial Organization 17(4): 357-370. (Lead Article) [ABS 2]

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Cumming, D.J., and J. MacIntosh, 2000. "The Role of Interjurisdictional Competition in Shaping Canadian Corporate Law" International Review of Law and Economics 20(2): 141-186. (Lead Article) [ABS 2]

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MacIntosh, J., and D.J. Cumming, 1999. "Consumer Controversy and the Funding of Biotechnology Research" in M. Knoppers and A.D. Mathios, eds., Biotechnology and the Consumer (1999, Dordrecht/Boston: Kluwer Academic Publishers), pages 411-456.

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A Blog of this paper appears on the London School of Economics Business Review http://blogs.lse.ac.uk/businessreview/

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The Digital Divide: Marketplace Lending and Entrepreneurship

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University of Southampton, Corporate Governance in Crowdfunding

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University of International Business and Economics, Shanghai

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"Causes and Consequences of Cleantech Finance"

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European Journal of Law and Economics

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International Review of Law and Economics

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Journal of Law, Economics & Organization

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Quarterly Review of Economics and Finance

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Review of Quantitative Finance and Accounting

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The Financial Review; Venture Capital: An International Journal of Entrepreneurial Finance

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Various other journals in the fields of accounting, economics, finance, law and management

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Venture Capital and Private Equity: A Casebook, 2nd ed. (Josh Lerner, Harvard Business School, Wiley Press)

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Various other entrepreneurial finance and venture book proposals.

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NSF -- National Science Foundation (US)

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UNIK -- Danish Agency for Science, Technology and Innovation (Denmark)

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SSHRC -- Social Sciences and Humanities Research Counsel of Canada (Canada)

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Hong Kong Research Council (Hong Kong)

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Extract reprinted in Global Government Venturing available at http://www.globalgovernmentventuring.com/news/category/law-policy

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Winner of the Canadian Institute of Chartered Business Valuators (CICBV) Best Paper Prize ($5,000)

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PWC Global Competency Centre Research Excellence Award (---3,000)

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Iddo Sarnat Award best paper published in the Journal of Banking and Finance.

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C. Chapters in Books and Other Non-Refereed Articles

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Summary of Research Output by Journal Rankings:

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34 Papers in Financial Times (FT) Ranked Journals

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12 Papers in Journals Ranked 4*

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40 Papers in Journals Ranked 4

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79 Papers in Journals Ranked 3

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31 Papers in Journals Ranked 2

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6 Papers in Journals Ranked 1

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After each publication, FT, and ABS 4*,4,3,2,1 rankings of journals indicated from these pages:

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Cumming, D.J., and S. Johan, "Government Intervention in the Venture Capital Market" in S. Caselli, G. Corbetta, and V. Vecchi, eds., Public Private Partnerships for Infrastructure and Business Development, New York: Palgrave MacMillan, pp. 237-264.

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Alternative Investment Management Association (AIMA) Best Paper Award ($10,000)

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Press coverage in the Globe and Mail, Financial Post, BNN (Business News Network)

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Sponsored by the Ontario Securities Commission and Canadian Securities Administrators as an earlier paper entitled "A Dissection of Mutual Fund Fees, Flows, and Performance"

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Centre for Transnational Commercial Law, National Law University Delhi

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Eurasian Business and Economics Society Conference, Athens, Keynote Speech

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University of Cyprus Financial Management Conference, Keynote Speech

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Vietnam Symposium on Banking and Finance, Keynote Speech

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Cryptocurrency Research Conference, Henley Business School, University of

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Green Finance Conference, Shanghai, Keynote Speech

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University of Rhode Island School of Business

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University of West Virginia School of Business

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Ontario Research Chair Public Policy Symposia:

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